Philip David Monk
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip David Monk ( ), a licensed former licensee with CE reference AVV242. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-03 | 2011-06-10 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 - Asset management | 2010-09-03 | 2011-06-10 |