Na Xie
謝娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Na Xie (謝娜), a licensed former licensee with CE reference AVV222. This person has 2.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-07 | 2012-12-14 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-09-07 | 2012-12-14 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Na Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.