Yuk Lai Yau

邱玉麗
CE No. AVU828 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Lai Yau (邱玉麗), a licensed former licensee with CE reference AVU828. This person has 4.6 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
JS Securities Limited
晉商證券有限公司
Rep Type 1 - Dealing in securities 2014-09-25 2015-03-25
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 - Dealing in securities 2010-09-01 2014-09-20
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2010-09-01 2014-09-20

Worked alongside

The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuk Lai Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ho Fat Cheung JS Securities Limited 2014–2015
Chi Long Ronnie Ho JS Securities Limited 2014–2015
Park Pak Yin Ling JS Securities Limited 2014–2015
Terence Chee Tat Goh JS Securities Limited 2014–2015
Leung Kwan Louie JS Securities Limited 2014–2015
Hon Wah Ip JS Securities Limited 2014–2015
Ip Lau JS Securities Limited 2014–2015
Muson Shut Shing Cheung JS Securities Limited 2015
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