Chikako Suzuki
鈴木仁子
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chikako Suzuki (鈴木仁子), a licensed former licensee with CE reference AVT660. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-04 | 2015-09-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-04 | 2015-09-01 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-31 | 2011-10-11 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-29 | 2011-10-11 |