Shing Tak Yu
余誠德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Tak Yu (余誠德), a licensed former licensee with CE reference AVT466. This person has 2.9 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-21 | 2013-09-08 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-21 | 2013-09-08 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-02 | 2011-10-04 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-05 | 2010-10-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Tak Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.