Li (SFC:AVS017) Shen
沈莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:AVS017) Shen (沈莉), a licensed former licensee with CE reference AVS017. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-03-28 | 2025-06-27 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-05-11 | 2016-12-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-30 | 2012-01-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-08-30 | 2012-01-10 |