Hui (SFC:AVQ821) Jin
金暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui (SFC:AVQ821) Jin (金暉), a licensed former licensee with CE reference AVQ821. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Suich Asset Management (Hong Kong) Limited 瑞裕資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-03-10 | 2015-10-31 |
| Suich Asset Management (Hong Kong) Limited 瑞裕資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2014-03-10 | 2015-10-31 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-15 | 2013-09-17 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-15 | 2013-09-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-04 | 2012-06-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-04 | 2012-06-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-04 | 2012-06-30 |