Po Ling Yim
嚴寶玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Ling Yim (嚴寶玲), a licensed former licensee with CE reference AVO999. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-09 | 2021-11-20 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-09 | 2021-11-20 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-07-09 | 2021-11-20 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-18 | 2016-06-30 |