Dominic Anthony Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Anthony Smith ( ), a licensed former licensee with CE reference AVO477. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
Rep | Type 1 - Dealing in securities | 2020-11-30 | 2025-05-23 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-29 | 2021-01-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-23 | 2015-07-29 |