Dominic Anthony Smith

CE No. AVO477 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Anthony Smith (), a licensed former licensee with CE reference AVO477. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Macquarie Asia Securities Limited
Rep Type 1 - Dealing in securities 2020-11-30 2025-05-23
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 - Dealing in securities 2017-08-29 2021-01-04
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2010-07-23 2015-07-29

Related