Sherman Tsz Yuet Kan
簡子悅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sherman Tsz Yuet Kan (簡子悅), a licensed former licensee with CE reference AVM872. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2013-07-03 | 2016-12-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-19 | 2013-01-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-07-19 | 2013-01-15 |