Miki Kawanishi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miki Kawanishi ( ), a licensed former licensee with CE reference AVM803. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Capital Markets (HK) Limited 瑞穗資本市場(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-05-20 | 2016-12-23 |
| Mizuho Capital Markets (HK) Limited 瑞穗資本市場(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-05-20 | 2016-12-23 |
| Mizuho Capital Markets (HK) Limited 瑞穗資本市場(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-04 | 2011-05-20 |
| Mizuho Capital Markets (HK) Limited 瑞穗資本市場(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-04 | 2011-05-20 |