Ning (SFC:AVM735) Yang
楊寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning (SFC:AVM735) Yang (楊寧), a licensed former licensee with CE reference AVM735. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Well King Asset Management Limited 華國資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-07-09 | 2021-02-08 |
| Well King Asset Management Limited 華國資產管理有限公司 |
RO | Type 9 — Asset management | 2019-07-09 | 2021-02-08 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-04-30 | 2016-05-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-04-30 | 2016-05-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2015-04-30 | 2016-05-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2012-06-20 | 2014-03-06 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-06-20 | 2014-03-06 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2012-06-20 | 2014-03-06 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-09-21 | 2012-03-21 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2011-09-21 | 2012-03-21 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-14 | 2011-09-21 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-07-14 | 2011-09-21 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-16 | 2011-07-12 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-16 | 2011-07-12 |