Roger Long Chak Tse
謝朗澤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Long Chak Tse (謝朗澤), a licensed former licensee with CE reference AVM306. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-06-26 | 2017-06-09 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-27 | 2010-11-21 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 9 - Asset management | 2010-07-27 | 2010-11-21 |