James Richard Hubbard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Richard Hubbard ( ), a licensed former licensee with CE reference AVM011. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-14 | 2016-05-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-20 | 2010-07-27 |