Christopher John Robertson Calderwood
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher John Robertson Calderwood, a licensed former licensee with CE reference AVL142. This person has 1.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2010-11-24 | 2012-06-22 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2010-11-24 | 2012-06-22 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-13 | 2010-11-24 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-07-13 | 2010-11-24 |