Jonathan Nok Yan Yeung
楊諾恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Nok Yan Yeung (楊諾恩), a licensed former licensee with CE reference AVD837. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legends Asset Management Limited 天駿資產管理有限公司 |
RO | Type 9 — Asset management | 2021-10-29 | 2022-03-31 |
| Legends Asset Management Limited 天駿資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-04 | 2021-10-29 |
| Nexus Investment Management Limited | Rep | Type 4 — Advising on securities | 2016-09-26 | 2018-03-04 |
| Nexus Investment Management Limited | Rep | Type 9 — Asset management | 2016-09-26 | 2018-03-04 |
| Legends Asset Management Limited 天駿資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-10-22 | 2016-09-14 |
| MacroValue Investors Limited | Rep | Type 9 — Asset management | 2013-07-15 | 2014-09-30 |
| Imperial Capital Limited 盛世投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-20 | 2013-06-26 |
| Imperial Capital Limited 盛世投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-06-08 | 2013-06-26 |
| Tenacity Partners Limited 天誠金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-04 | 2012-05-18 |
| Tenacity Partners Limited 天誠金融集團有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-11-04 | 2012-05-18 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-07 | 2010-09-13 |