Xiao (SFC:AVD829) Wang

王晓
CE No. AVD829 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:AVD829) Wang (王晓), a licensed former licensee with CE reference AVD829. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
BANDS Capital Management Limited
磐石資產管理有限公司
RO Type 9 — Asset management 2023-12-13 2025-04-19
Zeal Asset Management Limited
行健資產管理有限公司
Rep Type 1 — Dealing in securities 2019-04-03 2019-05-09
Zeal Asset Management Limited
行健資產管理有限公司
Rep Type 4 — Advising on securities 2010-05-07 2019-05-09
Zeal Asset Management Limited
行健資產管理有限公司
Rep Type 9 — Asset management 2010-05-07 2019-05-09

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