Yao (SFC:AVD141) Xie
謝曜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao (SFC:AVD141) Xie (謝曜), a licensed former licensee with CE reference AVD141. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-10 | 2011-09-30 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-06-10 | 2011-09-30 |