Gerardo Emanuel Rodriguez

CE No. AVC259 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gerardo Emanuel Rodriguez (), a licensed former licensee with CE reference AVC259. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2022-09-28 2024-06-28
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2022-09-28 2024-06-28
Morgan Stanley Hong Kong Securities Limited Rep Type 1 - Dealing in securities 2013-10-03 2022-01-10
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2013-10-03 2022-01-10
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 5 - Advising on futures contracts 2013-10-03 2022-01-10
Morgan Stanley Hong Kong Securities Limited Rep Type 7 - Providing automated trading services 2013-10-03 2022-01-10
Morgan Stanley Hong Kong Securities Limited Rep Type 2 - Dealing in futures contracts 2010-12-06 2022-01-10
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2010-04-28 2022-01-10
Morgan Stanley Hong Kong Futures Limited Rep Type 2 - Dealing in futures contracts 2010-04-28 2010-12-06

Related