Roger Guancheng Chen
陳冠成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Guancheng Chen (陳冠成), a licensed former licensee with CE reference AVA035. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-19 | 2016-03-31 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
Rep | Type 9 — Asset management | 2013-03-19 | 2016-03-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-12 | 2011-04-29 |