Yuan (SFC:AUZ791) Zhao
趙媛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:AUZ791) Zhao (趙媛), a licensed former licensee with CE reference AUZ791. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-05 | 2014-07-09 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-09-24 | 2014-07-09 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-04-19 | 2010-09-20 |