Mitchell Ray Truelock

CE No. AUZ666 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mitchell Ray Truelock (), a licensed former licensee with CE reference AUZ666. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
ROTH Capital Partners (Hong Kong) Limited
 RO Type 1 - Dealing in securities 2010-11-30 2013-09-10
ROTH Capital Partners (Hong Kong) Limited
 RO Type 6 - Advising on corporate finance 2010-11-30 2013-09-10

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