Gerald Seng-Kiat Kok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gerald Seng-Kiat Kok, a licensed former licensee with CE reference AUZ014. This person has 1.9 years of SFC licence history. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gruss Capital Management Limited | Rep | Type 9 - Asset management | 2010-04-23 | 2012-02-29 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Gerald Seng-Kiat Kok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Stephen Heng Che Woo | Gruss Capital Management Limited | 2010–2012 |
| Howard Roy Guberman | Gruss Capital Management Limited | 2010–2012 |
| Kam Wing Fung | Gruss Capital Management Limited | 2011–2012 |