Hua (SFC:AUZ009) Chen
陳華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hua (SFC:AUZ009) Chen (陳華), a licensed former licensee with CE reference AUZ009. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-26 | 2013-05-17 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-26 | 2013-05-17 |