Wai Sum Kwan
關蕙心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sum Kwan (關蕙心), a licensed former licensee with CE reference AUX266. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-02-20 | 2014-02-01 |
| Wintone Securities Limited 榮通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-25 | 2011-04-01 |