David Peter Clatworthy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Peter Clatworthy ( ), a licensed former licensee with CE reference AUX131. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-27 | 2025-06-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2017-11-27 | 2025-06-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2017-11-27 | 2025-06-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2017-11-27 | 2025-06-30 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 7 — Providing automated trading services | 2013-07-23 | 2017-11-27 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 2 — Dealing in futures contracts | 2010-12-06 | 2017-11-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-20 | 2017-11-27 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 1 — Dealing in securities | 2010-10-20 | 2017-11-27 |
| Morgan Stanley Hong Kong Futures Limited | RO | Type 2 — Dealing in futures contracts | 2010-10-20 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 7 — Providing automated trading services | 2010-10-20 | 2013-07-23 |
| Morgan Stanley Hong Kong Futures Limited | RO | Type 7 — Providing automated trading services | 2010-10-20 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-19 | 2010-10-20 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2010-04-19 | 2010-10-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2010-04-19 | 2010-10-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-04-19 | 2010-10-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2010-04-19 | 2010-10-20 |