Yim Na Wan
雲艷娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Na Wan (雲艷娜), a licensed former licensee with CE reference AUX005. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-13 | 2019-07-22 |
| Vegasoul Capital Management (Asia) Limited |
Rep | Type 9 — Asset management | 2011-11-08 | 2013-04-08 |