Yuen Ling Ng

吳婉玲
CE No. AUX004 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ling Ng (吳婉玲), a licensed former licensee with CE reference AUX004. This person has 2.1 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
HSBC Broking Forex (Asia) Limited
滙豐金融外匯(亞洲)有限公司
Rep Type 3 - Leveraged foreign exchange trading 2010-10-26 2012-04-26
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2010-07-23 2012-04-26
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2010-07-23 2012-04-26
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 - Dealing in securities 2010-03-23 2010-07-08
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2010-03-23 2010-07-08

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Ling Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Edmund Tak Yiu Ho HSBC Broking Futures (Asia) Limited 2010–2012
Kwun Wa Ng HSBC Broking Futures (Asia) Limited 2010–2012
Chun Nang Tsui HSBC Broking Futures (Asia) Limited 2010–2012
Wai Yin Cheung HSBC Broking Futures (Asia) Limited 2010–2012
Alfred Ching Ming Li HSBC Broking Futures (Asia) Limited 2010–2012
Wilson Wai Hang Chan HSBC Broking Futures (Asia) Limited 2010–2012
Kam Ho Fan HSBC Broking Futures (Asia) Limited 2010–2012
Tok Cheung Fong HSBC Broking Futures (Asia) Limited 2010–2012
Williamclay Siu Chung Hui HSBC Broking Futures (Asia) Limited 2010–2012
Micheal Man Hong Lam HSBC Broking Futures (Asia) Limited 2010–2012
Isaac Wai Hung Lee HSBC Broking Futures (Asia) Limited 2010–2012
Matthew Man Hon Leung HSBC Broking Futures (Asia) Limited 2010–2012
Sau Fung Ling HSBC Broking Futures (Asia) Limited 2010–2012
Chi Yin Lo HSBC Broking Futures (Asia) Limited 2010–2012
Derek Chung Fan Lo HSBC Broking Futures (Asia) Limited 2010–2012
Chak San So HSBC Broking Futures (Asia) Limited 2010–2012
Justin Fai Cho Tse HSBC Broking Futures (Asia) Limited 2010–2012
Kelly Oi Kit Ng HSBC Broking Futures (Asia) Limited 2010–2012
Lui Huang HSBC Broking Futures (Asia) Limited 2010–2012
Ho Shing Yeung HSBC Broking Futures (Asia) Limited 2010–2012
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