Peng (SFC:AUW923) Guo
郭鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng (SFC:AUW923) Guo (郭鵬), a licensed former licensee with CE reference AUW923. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-30 | 2010-08-13 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-12 | 2010-06-30 |