Yu Okazaki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Okazaki, a licensed Representative with CE reference AUW883. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-12 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-14 | 2016-03-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-07 | 2011-10-12 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-25 | 2010-03-27 |