Charles Dingman Brodhead III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Dingman Brodhead III, a licensed former licensee with CE reference AUW882. This person has 8.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qube Research & Technologies Hong Kong Limited | Rep | Type 9 - Asset management | 2018-01-02 | 2018-06-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-11-23 | 2017-12-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-24 | 2017-11-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-03-24 | 2017-11-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-03-24 | 2013-11-01 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Dingman Brodhead III during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.