Robert Scott la Rue
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Scott la Rue ( ), a licensed former licensee with CE reference AUW237. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Sandler Hong Kong Limited |
RO | Type 6 — Advising on corporate finance | 2015-08-13 | 2026-01-31 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-03-10 | 2010-12-28 |