Johann Brian Robin Barthes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johann Brian Robin Barthes, a licensed former licensee with CE reference AUW077. This person has 1.0 year of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-03-05 | 2011-03-21 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-03-05 | 2011-03-21 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Johann Brian Robin Barthes during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.