Wai Ming (SFC:AUW051) Liu
廖偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming (SFC:AUW051) Liu (廖偉明), a licensed former licensee with CE reference AUW051. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-06 | 2017-04-18 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-12 | 2011-07-26 |