Nicolas Bernard Tissot-Dit-Sanfin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicolas Bernard Tissot-Dit-Sanfin, a licensed former licensee with CE reference AUV973. This person has 1.9 years of SFC licence history. Total licence records on file: 2.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirabaud (Asia) Limited | RO | Type 1 - Dealing in securities | 2015-12-29 | 2017-11-13 |
| Mirabaud (Asia) Limited | RO | Type 4 - Advising on securities | 2015-12-29 | 2017-11-13 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicolas Bernard Tissot-Dit-Sanfin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Andrew Kenneth Clarke | Mirabaud (Asia) Limited | 2015–2017 |
| Jin Sekiguchi | Mirabaud (Asia) Limited | 2015–2017 |
| Mei Yee Woo | Mirabaud (Asia) Limited | 2015–2017 |
| John Michael Jacobson | Mirabaud (Asia) Limited | 2015–2017 |
| Michael James Collett | Mirabaud (Asia) Limited | 2016–2017 |
| Richard Anthony Sharp | Mirabaud (Asia) Limited | 2016–2017 |
| Edward Harry James Jones | Mirabaud (Asia) Limited | 2017 |
| Ying Kit Angus Ngan | Mirabaud (Asia) Limited | 2016–2017 |
| Adam Alexander Guy Moss | Mirabaud (Asia) Limited | 2016 |
| Giles Philip Maxwell Morland | Mirabaud (Asia) Limited | 2015 |