Susumu Nojima
野島督
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susumu Nojima (野島督), a licensed former licensee with CE reference AUT633. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marex HK Asia Limited |
Rep | Type 1 — Dealing in securities | 2015-11-10 | 2016-06-07 |
| Marex HK Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2014-12-16 | 2016-06-07 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2011-06-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-28 | 2011-06-23 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2010-04-28 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-22 | 2010-03-21 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2010-02-22 | 2010-03-21 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-22 | 2010-03-21 |