Tao Shen
沈濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Shen (沈濤), a licensed former licensee with CE reference AUS961. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-13 | 2026-04-22 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-29 | 2021-12-07 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-17 | 2012-02-17 |