Dominic Chiu Yu Sze
施昭宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Chiu Yu Sze (施昭宇), a licensed former licensee with CE reference AUS423. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-18 | 2010-07-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-18 | 2010-07-16 |