Patrick Dylan Chapman

CE No. AUR996 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Dylan Chapman (), a licensed former licensee with CE reference AUR996. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Morgan Stanley Hong Kong Securities Limited Rep Type 2 - Dealing in futures contracts 2010-12-06 2014-11-10
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2010-02-22 2014-11-10
Morgan Stanley Hong Kong Futures Limited Rep Type 2 - Dealing in futures contracts 2010-02-22 2010-12-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 - Providing automated trading services 2010-02-22 2013-09-05
Morgan Stanley Hong Kong Futures Limited Rep Type 7 - Providing automated trading services 2010-02-22 2010-12-06

Related