Woon Ki Hau
侯煥基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Woon Ki Hau (侯煥基), a licensed former licensee with CE reference AUR983. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-21 | 2016-07-28 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-12 | 2016-07-28 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-02-12 | 2016-07-28 |