Darryl Yi-Ming Tan

CE No. AUR864 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Darryl Yi-Ming Tan (), a licensed former licensee with CE reference AUR864. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2012-02-14 2019-06-12
Morgan Stanley Hong Kong Securities Limited Rep Type 2 - Dealing in futures contracts 2012-02-14 2019-06-12
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2010-02-24 2011-11-01
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2010-02-24 2011-11-01
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 7 - Providing automated trading services 2010-02-24 2011-11-01

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