Santhosh Kumar Mohan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Santhosh Kumar Mohan ( ), a licensed former licensee with CE reference AUR104. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-04 | 2010-06-03 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-02-04 | 2010-06-03 |