Louis Siu Kei Chong
莊紹基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louis Siu Kei Chong (莊紹基), a licensed former licensee with CE reference AUQ039. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-06-29 | 2011-10-01 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-29 | 2011-10-01 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-06-29 | 2011-10-01 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-27 | 2011-04-20 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-27 | 2011-04-20 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-01-27 | 2011-04-20 |