Tao (SFC:AUN077) Su
蘇濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao (SFC:AUN077) Su (蘇濤), CE reference AUN077. Currently licensed at 1 firm(s): Ping An Securities (Hong Kong) Company Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Company Limited 平安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-11 | present |
| Ping An Securities (Hong Kong) Company Limited 平安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-11 | present |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-18 | 2020-03-27 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-23 | 2020-03-27 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-24 | 2012-02-09 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-21 | 2010-09-10 |