Shou-Min Kuo
郭守民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shou-Min Kuo (郭守民), a licensed former licensee with CE reference AUN073. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-13 | 2012-03-14 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2010-04-13 | 2012-03-14 |