Ka Man (SFC:AUM718) Tse
謝嘉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man (SFC:AUM718) Tse (謝嘉敏), a licensed former licensee with CE reference AUM718. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-14 | 2010-04-17 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-14 | 2010-04-17 |