Kwok Nam Chan
陳幗楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Nam Chan (陳幗楠), a licensed former licensee with CE reference AUM425. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-09 | 2012-07-14 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-25 | 2012-02-29 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-21 | 2012-02-29 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 — Asset management | 2010-10-21 | 2012-02-29 |