Charles John Allard Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles John Allard Jr, a licensed former licensee with CE reference AUM178. This person has 8.6 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vertica Capital Limited | RO | Type 9 - Asset management | 2018-04-10 | 2022-10-18 |
| Winton Capital Asia Limited 元盛資產管理有限公司 |
RO | Type 9 - Asset management | 2011-01-10 | 2014-04-02 |
| Winton Capital Asia Limited 元盛資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-03-02 | 2011-01-10 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles John Allard Jr during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Worrawat Sritrakul | Vertica Capital Limited | 2018–2022 |
| Noriaki Hirazumi | Winton Capital Asia Limited | 2010–2014 |
| Rajeev Patel | Winton Capital Asia Limited | 2010–2014 |
| Adam Kamyar | Winton Capital Asia Limited | 2010–2014 |
| Rena Cai | Winton Capital Asia Limited | 2010–2014 |
| Kurt Philip Settle | Winton Capital Asia Limited | 2010–2012 |
| Pruanne Morel Kirk | Winton Capital Asia Limited | 2011–2014 |
| Hui Lin Chew | Winton Capital Asia Limited | 2011–2014 |
| Richard Anthony Bourne | Winton Capital Asia Limited | 2010–2012 |
| Ye Tian | Winton Capital Asia Limited | 2011–2014 |
| Ying Ming Or | Winton Capital Asia Limited | 2012–2014 |
| Yuet Fong Yau | Winton Capital Asia Limited | 2012–2014 |
| Pui Yi Chan | Winton Capital Asia Limited | 2010–2011 |
| Linlin Zhong | Winton Capital Asia Limited | 2012–2014 |
| Barry Craig Grandison | Winton Capital Asia Limited | 2012–2014 |
| Wai Man Cheng | Winton Capital Asia Limited | 2012–2013 |
| Michael Noel Schmidt | Winton Capital Asia Limited | 2010–2011 |