Siu Yan Ma
馬少欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Yan Ma (馬少欣), a licensed former licensee with CE reference AUL974. This person has 2.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-12-27 | 2013-08-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2010-11-03 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-01 | 2012-05-14 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-01-06 | 2010-08-28 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-01-06 | 2010-08-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Yan Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.