Jie (SFC:AUK453) Wu
吳杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie (SFC:AUK453) Wu (吳杰), a licensed former licensee with CE reference AUK453. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIF Capital Limited 殷庫資本有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-22 | 2014-03-31 |
| AIF Capital Limited 殷庫資本有限公司 |
Rep | Type 9 — Asset management | 2010-01-22 | 2014-03-31 |